Navigating the UK immigration and sponsorship system requires selecting the appropriate visa route, verifying that all statutory requirements under the Immigration Rules are met, and ensuring that any sponsoring organisation holds an active licence with the Home Office. Success depends on meticulous documentary preparation, adhering strictly to procedural deadlines, and satisfying both general requirements and route-specific thresholds. This guide sets out the legal framework, employer duties, individual criteria, and procedural stages required to secure a UK visa and maintain lawful immigration status.
1. The UK Immigration and Points-Based System Landscape
The United Kingdom manages its economic migration primarily through the Points-Based System (PBS), alongside dedicated non-points-based routes for family members, visitors, and humanitarian protection. Under the points-based architecture, applicants must accumulate a specified number of mandatory and tradeable points to qualify for entry clearance or permission to stay.
Points-Based Work Routes
- Skilled Worker Visa: The primary route for foreign nationals recruited by UK employers to fill vacancies meeting specific skill and salary baselines. It provides a direct path to settlement (Indefinite Leave to Remain) after five years of continuous lawful residence.
- Health and Care Worker Visa: A subcategory of the Skilled Worker route that offers lower visa application fees, fast-tracked processing, and full exemption from the Immigration Health Surcharge (IHS) for eligible medical, nursing, and adult social care professionals.
- Global Talent Visa: Designed for established leaders (Exceptional Talent) or emerging leaders (Exceptional Promise) in science, engineering, the humanities, medicine, digital technology, and arts and culture. This route does not require employer sponsorship, nor does it mandate minimum salary thresholds.
- Innovator Founder Visa: Geared towards entrepreneurs seeking to establish an innovative, viable, and scalable business in the UK. Applicants must secure an endorsement from an approved endorsing body, confirming that the business concept offers a distinct market advantage.
- Scale-up Visa: A hybrid route permitting qualifying high-growth UK businesses to hire high-skilled talent. After six months of initial sponsorship, the migrant transitions to an unsponsored status, allowing flexibility across the labour market.
- Temporary Work Routes (Government Authorised Exchange, Creative Worker, Charity Worker): Visas designed for short-term cultural, charitable, or training assignments. These generally do not lead directly to settlement.
Non-Points-Based and Family Routes
- Appendix FM (Spouse, Partner, Child, and Adult Dependent Relative): Allows individuals to join British citizens or settled persons in the UK, subject to strict relationship tests, accommodation checks, and minimum income requirements.
- Student and Child Student Visas (Appendix Student): Routes enabling foreign nationals to undertake formal education at licensed UK institutions holding a Student sponsor licence.
- Graduate Visa (Appendix Graduate): An unsponsored, post-study work visa granting international graduates permission to work or seek employment in the UK for two years (three years for doctoral graduates).
Route Comparison Matrix
| Visa Route | Sponsor Required | Minimum Skill Level | Standard General Salary Threshold | Settlement Route | Standard IHS Payable |
|---|---|---|---|---|---|
| Skilled Worker | Yes (Licensed Employer) | RQF Level 3 (A-Level equivalent) | £38,700 (or SOC going rate) | Yes (5 Years) | Yes (£1,035 per year) |
| Health and Care Worker | Yes (NHS / Regulated Provider) | RQF Level 3 | £29,000 (or SOC/pay scale rate) | Yes (5 Years) | No (Exempt) |
| Global Talent | No (Endorsement Required) | Not Applicable | None | Yes (3 or 5 Years) | Yes (£1,035 per year) |
| Innovator Founder | No (Endorsing Body Required) | Not Applicable | None | Yes (3 Years) | Yes (£1,035 per year) |
| Scale-up | Yes (First 6 months only) | RQF Level 6 (Degree equivalent) | £36,300 (or SOC going rate) | Yes (5 Years) | Yes (£1,035 per year) |
| Student | Yes (Licensed Education Provider) | Course dependent | None (Maintenance rules apply) | No | Yes (£776 per year) |
| Partner (Appendix FM) | No (UK Sponsor/Family Member) | Not Applicable | Minimum Income Requirement | Yes (5 Years) | Yes (£1,035 per year) |
2. Employer Sponsorship: Securing and Maintaining a Sponsor Licence
For UK-based businesses, hiring overseas workers under sponsored work categories requires securing a Sponsor Licence under Worker or Temporary Worker routes. The Home Office evaluates the organisation's legitimacy, HR capabilities, and the genuineness of the employment offered.
Employer Eligibility and Suitability
To obtain a licence, an organisation must establish that it is operating lawfully within the UK and poses no threat to immigration control. A business must provide at least four mandatory corporate documents from Appendix A of the sponsor guidance, such as audited accounts, corporate bank statements, VAT registration certificates, or employer liability insurance cover of at least £5,000,000 from an approved insurer.
Suitability assessments focus on whether the business has appropriate HR systems to track employee status, report events via the Sponsorship Management System (SMS), and prevent illegal working. Key Personnel must be appointed, including:
- Authorising Officer (AO): The most senior paid official responsible for the actions of all staff using the SMS and for ensuring overall compliance.
- Key Contact: The main point of liaison between Home Office UK Visas and Immigration (UKVI) and the organisation.
- Level 1 User: The individual who conducts day-to-day administrative activities on the SMS, including assigning Certificates of Sponsorship.
Key Personnel must be settled workers or British citizens, subject to narrow exceptions (such as a single employee-director acting as AO under specific business models).
Defined versus Undefined Certificates of Sponsorship
A Certificate of Sponsorship (CoS) is a unique electronic reference generated through the SMS, which the foreign national uses to lodge their visa application. There are two distinct forms:
- Defined CoS: Required for candidates applying from outside the UK under the Skilled Worker route. The employer must submit an individual application to UKVI via the SMS for each Defined CoS, specifying the Standard Occupational Classification (SOC) code, detailed job description, and proposed salary. If the salary is below the mandatory threshold, or the duties do not correspond to the chosen occupation code, UKVI will refuse the request.
- Undefined CoS: Allocated as an annual quota to the employer's SMS account. These are assigned to individuals applying from within the UK (in-country switching or extensions) and for non-Skilled Worker sponsored routes.
Assigning an Undefined CoS to an out-of-country Skilled Worker applicant is an immediate ground for visa refusal, resulting in forfeited application fees and compliance scrutiny for the sponsor.
Mandatory Compliance Duties
Licensed sponsors operate under continuous regulatory scrutiny. The Home Office imposes four core categories of duties:
- Reporting Duties: Sponsors must report events via the SMS within 10 working days if a worker fails to start work on their agreed start date, is absent without permission for more than 10 consecutive working days, resigns, has their contract terminated, or experiences significant changes in salary or job title.
- Record-Keeping Duties: Sponsors must retain copies of passport identity pages, right to work check results, history of contact details, employment contracts, payroll data, and proof of recruitment or selection rationales under Appendix D of the sponsor rules.
- Complying with the Law: Sponsors must not employ individuals without valid leave, must comply with National Minimum Wage legislation, and must adhere to all statutory UK employment laws.
- Genuine Vacancy Duty: Sponsors must never create artificial roles or inflate job descriptions simply to enable a migrant to meet skill or salary baselines. If UKVI determines that a vacancy was tailored specifically for a visa applicant without an underlying commercial requirement, the licence may be revoked.
Failure to satisfy these duties can lead to licence downgrading (from A-rating to B-rating with an associated financial action plan), licence suspension, or outright revocation, which results in the curtailment of leave for all sponsored workers to 60 days.
3. Worker Eligibility: Thresholds, Codes, and Tradeable Points
To obtain a Skilled Worker visa, an applicant must score 70 points across mandatory and tradeable criteria.
SKILLED WORKER POINTS SYSTEM
(70 Points Total)
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MANDATORY POINTS TRADEABLE POINTS
(50 Required) (20 Required)
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Valid Skill English Option A Option B Option F
CoS Level Language Standard New Health &
(RQF 3+) (B1) Salary Entrant Care
(20 Pts) (20 Pts) (10 Pts) (20 Pts) (20 Pts) (20 Pts)
Mandatory Points (50 Points Total)
Every applicant must secure 50 non-negotiable points:
- Sponsorship (20 points): A valid CoS issued by an A-rated sponsor.
- Job at Appropriate Skill Level (20 points): The role must align with an eligible occupation code under SOC 2020 listed in Appendix Skilled Occupations, rated at least RQF Level 3 (A-Level equivalent).
- English Language Proficiency (10 points): Applicants must prove English competence at Level B1 or higher on the Common European Framework of Reference (CEFR) in reading, writing, speaking, and listening.
Tradeable Points (20 Points Total)
The remaining 20 points are secured through salary and qualification combinations, governed by Options A to K in Appendix Skilled Worker:
- Option A (Standard Baseline): The salary meets or exceeds £38,700 per year and the occupation code's full going rate under SOC 2020.
- Option B (Relevant PhD): The applicant holds an educational qualification listed on Ecctis as equivalent to a UK PhD in a subject relevant to the job. The salary must equal or exceed £34,830 per year and 90% of the occupation code's going rate.
- Option C (STEM PhD): The applicant holds an eligible PhD in a Science, Technology, Engineering, or Mathematics subject. The salary must be at least £30,960 and 80% of the going rate.
- Option D (Immigration Salary List): The role is included on the Immigration Salary List (ISL). The salary must equal or exceed £30,960 and the going rate.
- Option E (New Entrant): The applicant qualifies as a new entrant to the UK labour market (e.g., under 26 years of age, switching from a Student or Graduate visa, or working towards recognised professional qualifications). The salary must equal or exceed £30,960 and 70% of the going rate. New entrant status is limited to a cumulative maximum of three years.
- Option F (Health and Care / National Pay Scales): The role is eligible for the Health and Care visa or governed by national public sector pay scales. The general threshold is £29,000, or the relevant pay scale rate.
English Language Requirement
Applicants can meet the English language requirement through one of four methods:
- Nationality Exemption: Being a national of a majority English-speaking country listed in Appendix English Language (e.g., USA, Australia, Canada, New Zealand, Jamaica).
- Secure English Language Test (SELT): Passing an approved test with an approved provider (such as IELTS SELT Consortium, Pearson, Trinity College London, or LanguageCert) at CEFR Level B1 minimum in all four components.
- Academic Degree Taught in English: Holding a bachelor's, master's, or doctoral degree taught in the UK, or an overseas degree accompanied by confirmation from Ecctis certifying both UK degree comparability and English language delivery.
- Prior In-Country Qualification: Having previously satisfied the B1 requirement in a successful UK visa application.
Financial / Maintenance Requirement
Applicants must demonstrate they have sufficient funds to support themselves on arrival without relying on UK public funds. Under Appendix Finance:
- The applicant must hold at least £1,270 in cleared personal funds for a continuous 28-day period, ending no more than 31 days before the date of application.
- Exemption applies if the A-rated sponsor certifies maintenance on the CoS, checking the tickbox to agree to support the worker up to £1,270 during their first month of employment if necessary.
- Exemption also applies if the applicant has been residing lawfully in the UK with permission for 12 months or longer on the application date.
If the funds drop below £1,270 for even a single day within the 28-day window, and the sponsor has not certified maintenance, the application must be refused.
4. End-to-End Application Process: Steps and Decision Points
THE APPLICATION WORKFLOW
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OUT-OF-COUNTRY APPLICANTS IN-COUNTRY APPLICANTS
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ââ⺠Sponsor requests Defined CoS via SMS ââ⺠Sponsor assigns Undefined CoS
ââ⺠CoS Granted & Assigned to Applicant ââ⺠Submit FLR Online Application
ââ⺠Submit Entry Clearance Online Form ââ⺠Pay Visa Fee & IHS (£1,035/yr)
ââ⺠Pay Visa Fee & IHS (£1,035/yr) ââ⺠Biometrics: ID Check App or UKVCAS
ââ⺠Biometrics at Overseas VAC â (Section 3C Leave protects status)
ââ⺠TB Test / Criminal Record checks (if applicable) â
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CASEWORKER DETERMINATION
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REFUSAL APPROVAL
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âââââââââââââ´ââââââââââââ Digital Status / eVisa
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Administrative Review New Application
(if casework error) (remedy deficiency)
Step 1: Sponsor Assessment and CoS Assignment
The employer establishes whether the role qualifies under the SOC 2020 codes and meets the minimum salary calculation based on 37.5 hours per week (or pro-rated for longer hours). For out-of-country candidates, the sponsor requests a Defined CoS. For in-country candidates, the sponsor allocates an Undefined CoS directly. Once assigned, a unique alphanumeric CoS reference is generated.
Decision Point: If the CoS is not assigned within its validity window or contains factual errors regarding salary or SOC code, the applicant cannot proceed. The sponsor must cancel the CoS, assign a new one, and repay the assignment fee.
Step 2: Preparing and Verifying Documents
The applicant gathers required documentation, ensuring all foreign-language records have certified English translations. If applying from countries listed in Appendix T, the applicant must obtain an active Tuberculosis (TB) clearance certificate from an approved clinic. Certain SOC codes (such as healthcare and education) require overseas criminal record certificates covering the past 10 years from every country where the applicant lived for 12 months or more.
Step 3: Online Form Submission and Fee Remittance
The application is submitted through the GOV.UK portal. Applicants must complete all biographical history, employment specifics, and past travel records covering the preceding 10 years.
At submission, two distinct government fees must be paid:
- Visa Application Fee: Standard fees depend on whether the application is made within or outside the UK, and whether the duration is under or over three years.
- Immigration Health Surcharge (IHS): Standard rate is £1,035 per year for adults (£776 per year for students, Youth Mobility applicants, and children under 18), payable upfront for the entire visa duration.
If the IHS is not paid, UKVI issues a notification granting 10 working days to rectify payment. Failure to pay within this timeframe results in the application being rejected as invalid.
Step 4: Identity Verification and Biometrics
Applicants confirm their identity using one of two channels:
- UK Immigration: ID Check App: Available to European Economic Area (EEA) nationals and biometric passport holders. Documents are scanned via smartphone, eliminating the need to attend an in-person appointment.
- Visa Application Centre (VAC) / UKVCAS: Non-eligible applicants must attend a physical appointment to submit fingerprints and a facial photograph. In the UK, appointments are processed through UK Visa and Citizenship Application Services (UKVCAS).
Step 5: Caseworker Assessment and Outcomes
UKVI evaluates the application against suitability and eligibility grounds under the Immigration Rules. Standard service targets are three weeks for out-of-country work applications and eight weeks for in-country submissions, unless Priority (5 working days) or Super Priority (next working day) services are purchased.
Outcomes:
- Grant of Permission: The applicant receives a decision letter and either a digital status (eVisa) linked to their passport, or a vignette inserted into their passport for initial UK entry, followed by eVisa access.
- Refusal: The applicant receives a refusal notice outlining the reasons. There is no statutory right of appeal for standard work visas, but an applicant may request an Administrative Review within 14 days (in-country) or 28 days (out-of-country) if they believe a casework error occurred.
5. Required Evidence and Caseworker Assessment Criteria
Caseworkers follow standard operating procedures when examining applications. They cross-reference the information on the CoS with external data sources, including HMRC payroll systems and Companies House.
Mandatory Document Checklist
- Valid Passport or Travel Document: Must contain at least one blank page for vignette placement if attending a VAC.
- Certificate of Sponsorship Reference: Ensuring the details on the form match the CoS record on the SMS.
- English Language Evidence: Official SELT certificate reference number, UK degree certificate, or Ecctis Statement of Comparability alongside the original degree certificate.
- Proof of Maintenance Funds: Bank statements showing the required balance for 28 days, unless maintenance is certified by the sponsor or the applicant has 12 months of lawful UK residence.
- Tuberculosis Test Certificate: From an approved IOM/UKVI testing clinic if residing in a listed jurisdiction for more than six months.
- Criminal Record Certificates: For specified SOC codes, issued by the relevant authority in each country where the applicant has resided for 12 months or more within the last 10 years (since the age of 18).
- Academic Technology Approval Scheme (ATAS) Clearance: Required where the applicant will be performing research in sensitive science or technology subjects specified in Appendix ATAS.
How Caseworkers Evaluate Evidence
CASEWORKER SCRUTINY PROCESS
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AUTHENTICITY & SOURCES GENUINE VACANCY SALARY CALCULATIONS
- Direct SELT API verification - Company structure & turnover - Hours based on 37.5 baseline
- Ecctis verification checks - Plausibility of advanced role - Pro-rating applied for >37.5
- Electronic bank verification - Credibility interview checks - Exclusion of non-guaranteed
- Certified English translations - Cross-check with Companies House bonuses / overtime
- Genuineness Test: Under paragraph SW 1.5, caseworkers must assess whether the role represents a genuine vacancy. If the caseworker suspects the job does not exist, has been created solely for visa facilitation, or involves duties lower than RQF Level 3, they may issue an interview request or demand further operational evidence from the employer.
- Salary Calculations and Pro-Rating: The Home Office assesses the gross basic annual pay. Allowances, overtime, performance-related bonuses, and accommodation subsidies are strictly excluded from the baseline calculation unless expressly provided for in specific sub-rules. If a worker is contracted for 40 hours per week, the going rate is pro-rated upwards against the published 37.5-hour standard.
- Verification Checks: Caseworkers routinely verify financial documents directly with issuing banks via automated verification systems. If an institution fails to verify the statement within the prescribed timeframe, or provides ambiguous confirmation, the caseworker may reject the evidence under Appendix Finance.
6. Common Mistakes and Refusal Triggers
Immigration refusals under the Points-Based System are primarily driven by technical oversights, procedural missteps, or failure to supply mandatory documentation.
Inaccurate SOC Code Selection
Selecting an occupational code that carries lower skill baselines (e.g., administrative support rather than operational management) or misrepresenting duties to fit a higher-salary SOC code will trigger a refusal. Caseworkers evaluate actual duties, not just job titles.
Flawed Pro-Rating Calculations
Employers often calculate salary against standard thresholds without pro-rating for contracted hours. If the going rate for an occupation is £42,000 based on a 37.5-hour week, and the migrant is contracted to work 42 hours per week, the effective minimum salary requirement increases:
$$\text{Required Salary} = £42,000 \times \left(\frac{42}{37.5}\right) = £47,040$$
If the employer issues the CoS for £43,000 on a 42-hour contract, the application will be refused for failing the tradeable points salary test.
Submitting Non-SELT English Qualifications
Many applicants obtain qualifications from accredited English language academies that are not approved as Secure English Language Tests (SELT) by the Home Office. General IELTS certificates (Academic or General Training) do not meet the legal threshold; only the specific "IELTS for UKVI" or approved equivalents satisfy Appendix English Language.
Section 9 / General Grounds for Refusal Breaches
Under Part 9 of the Immigration Rules, non-disclosure of past immigration infractions (such as minor overstays, previous visa refusals from the UK or other nations) or criminal convictions (including minor traffic offences resulting in court appearances) can result in refusal on grounds of deception. A finding of false representation carries a mandatory 10-year ban on future UK entry clearance applications under paragraph 9.7.1.
Breaching Maintenance Holding Periods
Submitting bank statements where the balance dropped below the minimum balance (even for a single day), or using investments that cannot be liquidated immediately (such as non-accessible term deposits, crypto-assets, or shares), violates Appendix Finance and leads to automatic refusal.
7. Complex Scenarios and Edge Cases
Dependants: Rights, Sponsorship, and Restrictions
Family members (spouses, civil partners, durable partners in a relationship akin to marriage for at least two years, and children under 18) may accompany or join main applicants under points-based routes, with certain critical exceptions:
- Health and Care Worker Restriction: Since 11 March 2024, workers sponsored under care worker (SOC code 6145 / 6135) and senior care worker (SOC code 6146 / 6136) codes are prohibited from bringing dependants to the UK, unless they were already sponsored under this route prior to that date and maintained continuous leave.
- Student Dependants: International students cannot bring dependants unless enrolled in postgraduate research programmes (such as PhDs or research-based master's degrees) or government-sponsored courses.
- Financial Maintenance for Dependants: Additional funds must be evidenced if the sponsor does not certify family maintenance:
- Partner: £285
- First dependent child: £315
- Each subsequent child: £200
- Dependant Work Rights: Dependants hold unrestricted work rights, with narrow exclusions (they cannot work as professional sportspersons or doctors/dentists in training, subject to specific transitional exemptions).
In-Country Switching and Section 3C Leave
Individuals already lawfully present in the UK can transition (switch) into the Skilled Worker route, provided they do not hold leave in excluded categories. Under paragraph SW 1.5, an individual cannot switch if they currently hold permission:
- As a Visitor;
- As a Short-term Student;
- As a Seasonal Worker;
- As a Domestic Worker in a Private Household;
- On Immigration Bail; or
- Beyond the expiration of their leave (except under the narrow 14-day exceptional circumstances grace period under paragraph 39E).
SECTION 3C LEAVE CONTINUITY
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Current Visa Valid Until Date X
Applicant submits valid in-time extension / switch application
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Date X passes (Visa Expires)
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SECTION 3C LEAVE AUTOMATICALLY ACTIVATES
- Preserves existing immigration status and all work/study conditions
- Protects individual against being classed as an overstayer
- Operates until UKVI decides the application or appeal/AR is concluded
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Applicant remains in the UK Applicant departs the UK
Status remains fully protected Section 3C immediately ceases;
under Section 3C until decision Application treated as withdrawn
Section 3C Mechanics: Under Section 3C of the Immigration Act 1971, if a migrant submits an in-time application for permission to stay before their existing visa expires, their lawful status and any conditions attached to that status (such as working or studying) continue automatically while the application remains undecided. If the applicant travels outside the Common Travel Area while their application is pending, Section 3C leave ends immediately, and the application is treated as withdrawn.
Continuous Residence and Maximum Absences
For routes leading to Indefinite Leave to Remain (ILR) after five years (such as the Skilled Worker or Global Talent routes), applicants must satisfy Appendix Continuous Residence. The applicant must not have been absent from the UK for more than 180 days in any rolling 12-month period throughout the qualifying five-year span.
- Exemptions to the 180-day Rule: Absences do not count against the limit if they are for work-related research by eligible PhD workers, certified medical travel for life-threatening illness, or natural disasters.
- Rolling Basis Calculation: The 180-day limit applies to any consecutive 12-month window across the entire qualifying period, not simply to discrete calendar or visa years.
Transitional Arrangements and Grandfathering Rules
The changes to Skilled Worker salary thresholds introduced on 4 April 2024 established transitional protections for individuals already in the route:
- Workers sponsored under the Skilled Worker route before 4 April 2024 can extend their stay, change employers, or apply for settlement using lower general salary baselines (£29,000 minimum, instead of the £38,700 benchmark), subject to the updated 25th percentile going rates under SOC 2020.
- If a grandfathered worker changes their occupation to a new SOC code, they remain entitled to the transitional baseline of £29,000, provided their continuous permission under the route has not lapsed.
Employer Structural Changes and TUPE Transfers
Corporate reorganisations, acquisitions, mergers, and business sales carry significant immigration obligations under the Transfer of Undertakings (Protection of Employment) Regulations (TUPE):
- 28-Day Reporting Window: When sponsored workers transfer between entities under TUPE, the incoming employer must report the transfer to the Home Office via the SMS within 28 days of the transfer date.
- Licence Requirements: If the acquiring entity does not hold a valid Sponsor Licence in the relevant tiers, it must submit a Sponsor Licence application within 20 working days of the transfer date. If it fails to do so, all transferred migrants face visa cancellation.
- Licence Mergers: If the previous entity ceases trading, it must formally surrender its licence once all workers have been transferred to the new sponsor's licence.
8. Practical Next Steps
Successfully managing a UK visa or sponsor licence application requires an organised and step-by-step approach. Prior to taking formal action on the Home Office portal, undertake these operational steps:
- Conduct a Gap Analysis: Verify whether the proposed job role corresponds strictly to an eligible SOC 2020 code and whether the candidate satisfies the current salary baseline, pro-rated for their specific working hours.
- Audit Compliance Evidence: Ensure all corporate and personal documentation matches Home Office formats, including SELT test certifications, translations, and financial balances held across the required 28-day period.
- Confirm Licence and CoS Allocation: Sponsoring businesses must review their SMS account to verify that they hold sufficient Undefined CoS allocation or prepare to submit a Defined CoS request with complete job and salary data.
- Track Submission and Expiry Windows: Ensure all extension or switching applications are submitted before current visas expire to maintain continuous lawful status under Section 3C of the Immigration Act 1971.
Reviewed by Wesbridge Associates team on . We check our published guidance against GOV.UK and current Home Office rules.
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