Navigating the UK immigration system requires identifying the correct legal route, satisfying strict statutory eligibility criteria, and submitting verifiable evidence in line with the Home Office Immigration Rules. For UK employers, securing a sponsorship licence and issuing a valid Certificate of Sponsorship (CoS) is the mandatory prerequisite to hiring non-settled workers. For individuals, success depends on meeting route-specific requirements covering skill levels, salary thresholds, English language proficiency, financial maintenance, and suitability checks.
Understanding the UK Visa and Sponsorship Framework
The UK points-based immigration system operates on dual responsibilities: corporate compliance by UK entities acting as licensed sponsors, and individual compliance by applicants seeking entry clearance or permission to stay. The Home Office enforces these rules under the Immigration Act 1971, the Immigration and Social Security Co-ordination (EU Withdrawal) Act 2020, and the evolving Appendices to the Immigration Rules.
Immigration routes fall broadly into two operational categories:
- Sponsored Routes: These include the Skilled Worker route, Global Business Mobility (GBM) routes, Temporary Worker routes, and the Scale-up route. These routes require an active, Home Office-approved sponsor to issue a Certificate of Sponsorship.
- Non-Sponsored and Personal Routes: These include Family visas (partner, parent, child), the Innovator Founder route, the Global Talent route, the High Potential Individual (HPI) route, the Graduate route, and the UK Ancestry route. These rely on personal qualifications, business endorsement, ancestry, or family ties without corporate sponsorship.
Failing to align your application with the specific requirements of the relevant Appendix results in mandatory refusal. There is limited discretionary leeway within the UK Visas and Immigration (UKVI) assessment framework.
Route Assessment and Eligibility Screening
Before initiating any formal application, applicants and prospective sponsors must screen against five fundamental eligibility areas. If an applicant fails any one of these criteria, the application cannot proceed under standard rules.
1. Skill Level and Standard Occupational Classification (SOC) Codes
Sponsored employment routes require the role to sit at or above a prescribed skill level under the Regulated Qualifications Framework (RQF):
- Skilled Worker Route: The job must be skilled to at least RQF Level 3 (A-level equivalent or higher) and be listed in the relevant eligible occupation list within Appendix Skilled Occupations.
- Global Business Mobility (Senior or Specialist Worker): The job must be skilled to at least RQF Level 6 (degree level equivalent) unless specific historical exceptions apply.
- Innovator Founder: The applicant must demonstrate a business idea that is innovative, viable, and scalable, confirmed via a formal endorsement letter from an approved endorsing body.
Selecting the wrong SOC code can lead to immediate refusal if UKVI determines the code was chosen to artificially inflate the skill level or avoid salary thresholds (the "genuine vacancy" test).
2. Minimum Salary Thresholds and Going Rates
For economic routes, salary requirements are split into two tests. An applicant must be paid the higher of:
- The general baseline salary threshold for the specific route.
- The "going rate" for the specific four-digit or five-digit SOC code, based on standard UK occupational data.
If the sponsor pays less than the higher figure, the applicant fails the points assessment unless they qualify for a recognised tradable points discount (such as holding a relevant PhD, holding a role on the Immigration Salary List, or qualifying as a "new entrant").
3. English Language Proficiency
Routes that lead to settlement (such as Skilled Worker, Innovator Founder, Scale-up, and Family routes) enforce a mandatory English language condition. Applicants can prove their ability in one of four ways:
- Being a national of a majority English-speaking country recognised by the Home Office.
- Passing an approved Secure English Language Test (SELT) at the required Common European Framework of Reference for Languages (CEFR) level (for example, B1 for Skilled Worker, B2 for Innovator Founder, A1 for initial Family leave) with an approved provider (such as Pearson, IELTS SELT Consortium, LanguageCert, or Trinity College London).
- Holding an academic degree taught in English, validated by Ecctis (formerly UK NARIC) for equivalence and English proficiency.
- Having met the requirement at the same or higher level in a previous successful UK immigration application.
4. Financial Maintenance and Accommodation
Applicants must prove they can support themselves (and any dependants) without recourse to public funds. This can be satisfied through:
- Personal cash savings held in a regulated financial institution for a continuous 28-day period prior to application, with the final balance dated within 31 days of submission.
- Certified maintenance on the Certificate of Sponsorship by an A-rated sponsor (the sponsor checks the box to guarantee maintenance for the first month up to the prescribed limit).
- Exemption: Individuals who have been legally living in the UK with valid permission for 12 months or more on the date of application automatically meet the financial requirement.
5. Suitability and General Grounds for Refusal
Under Part 9 of the Immigration Rules, all applicants are assessed against mandatory and discretionary grounds for refusal. Mandatory refusals occur for:
- Active deportation or exclusion orders.
- Serious criminal convictions leading to custodial sentences of 12 months or more.
- Non-disclosure of material facts, false representations, or forged documentation.
- Outstanding NHS debts of 500 GBP or more.
- Unpaid litigation costs awarded to the Home Office.
Discretionary refusals may arise from previous breaches of immigration laws (such as overstaying, working in breach of conditions, or using deception in historical applications).
Securing and Managing a Sponsor Licence
For UK businesses, obtaining and maintaining a Sponsor Licence is an ongoing legal undertaking. The Home Office delegates the front-line policing of immigration controls to licensed employers.
Corporate Sponsor Licence Process Flow:
[Determine Authorising Personnel]
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[Collate Mandatory Appendix A Documents]
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[Submit Online Application & Pay Fee]
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[UKVI Pre-Licence Compliance Audit (Optional/Triggered)]
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[Grant of Licence (A-Rating) & Access to SMS]
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[Request and Allocate Certificates of Sponsorship (Defined/Undefined)]
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[Assign CoS to Candidate -> Candidate Submits Visa Application]
Step 1: Assigning Key Personnel
Employers must appoint specific individuals to hold statutory roles within the Sponsor Management System (SMS):
- Authorising Officer (AO): The most senior person responsible for the recruitment of all migrant workers and for ensuring all sponsor duties are met. Must be a paid employee or office holder.
- Key Contact: The main point of contact between UKVI and the business. Can be an employee or an external legal representative.
- Level 1 User: Responsible for the day-to-day administration of the licence via the SMS. At least one Level 1 User must be a direct employee, director, or partner of the business. Additional Level 1 Users can be appointed, including external legal representatives.
- Level 2 User: Has restricted access within the SMS, usually limited to creating and assigning CoS.
Key personnel must be based in the UK, hold British citizenship, settled status, or valid immigration status without restrictive employment conditions, and pass standard suitability checks (no unspent criminal convictions for immigration or financial offences).
Step 2: Appendix A Evidentiary Documentation
To prove trading status, operating presence, and financial viability, businesses must provide at least four supporting documents from the Home Office Appendix A table within five working days of submitting the online form. Standard document combinations include:
- Proof of corporate bank account with a regulated UK bank.
- Employer liability insurance certificate for at least 5 million GBP from an FCA-authorised insurer.
- Certificate of VAT registration.
- Proof of ownership or lease of business premises.
- Latest audited or unaudited annual corporate accounts.
- Proof of registration with HMRC as an employer (PAYE and Accounts Office reference letters).
Start-up businesses operating for less than 18 months must provide corporate bank statements showing operational funds, lease documentation, and proof of HMRC registration.
Step 3: SMS Operations and Certificate of Sponsorship Allocation
Once approved, the business receives an A-rating and can request Certificates of Sponsorship:
- Defined CoS: Required for individuals applying for entry clearance (from outside the UK) as Skilled Workers. These must be applied for individually via the SMS by providing the specific job title, SOC code, and guaranteed salary. Defined CoS are assessed and approved by UKVI on a case-by-case basis.
- Undefined CoS: Used for individuals applying for permission to stay (from inside the UK, including extensions and in-country switching) and all Global Business Mobility applicants. Employers receive an annual allocation of Undefined CoS based on projected business needs.
Once assigned, a CoS generates a unique reference number valid for three months. The applicant must submit their visa application within this three-month window.
Comparison of Major UK Business and Work Visa Routes
The following table outlines the operational differences, processing times, and costs across key UK work and business routes:
| Route | Primary Eligibility Criteria | Baseline Salary Threshold | Settlement (ILR) Route? | Standard In-Country Visa Fee | Standard Out-of-Country Visa Fee |
|---|---|---|---|---|---|
| Skilled Worker | Job offer at RQF 3+, valid CoS, A-rated sponsor, English B1 | Higher of 38,700 GBP or SOC going rate (discounts may apply) | Yes (after 5 years) | 827 GBP (up to 3 yrs) / 1,636 GBP (over 3 yrs) | 719 GBP (up to 3 yrs) / 1,420 GBP (over 3 yrs) |
| Global Business Mobility (Senior/Specialist) | Existing overseas employee (12+ months unless high earner), RQF 6+, CoS | Higher of 48,500 GBP or SOC going rate | No | 827 GBP (up to 3 yrs) / 1,636 GBP (over 3 yrs) | 719 GBP (up to 3 yrs) / 1,420 GBP (over 3 yrs) |
| Scale-up Worker | Job offer at RQF 6+, CoS from authorised Scale-up sponsor, English B1 | Higher of 36,300 GBP or SOC going rate | Yes (after 5 years) | 827 GBP | 827 GBP |
| Innovator Founder | Endorsed innovative, viable, scalable business plan; English B2 | No minimum salary; must maintain business | Yes (accelerated 3 years) | 1,486 GBP | 1,191 GBP |
| Global Talent | Endorsed by designated body (Tech Nation, British Academy, etc.) | N/A | Yes (3 or 5 years) | 716 GBP (plus endorsement fee) | 716 GBP (plus endorsement fee) |
| Graduate Visa | Completed eligible UK degree under Student route; valid current visa | N/A | No (must switch to Skilled Worker) | 822 GBP | N/A (In-country only) |
Note: In addition to visa fees, all applicants must pay the Immigration Health Surcharge (IHS), set at 1,035 GBP per year for adults and 776 GBP per year for children, students, and Youth Mobility applicants. Sponsors must also pay the Immigration Skills Charge (ISC) upon assigning a CoS, unless exempt: 1,000 GBP per year of sponsorship for medium/large sponsors, or 364 GBP per year for small/charitable sponsors.
The Individual Visa Application Process
Once the foundational criteria (or CoS allocation) are met, the applicant enters the formal application process. A single procedural error during this stage can lead to an invalid application or an outright refusal.
Individual Visa Application Workflow:
[CoS Assigned / Endorsement Obtained]
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[Online Form Completion on GOV.UK]
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[Fee & Immigration Health Surcharge (IHS) Payment]
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[Document Upload via UKVCAS / VFS / TLScontact]
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[Biometric Appointment OR UK Immigration: ID Check App]
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[UKVI Caseworker Assessment & Genuine Vacancy Review]
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[Decision Issued: Grant of Leave (eVisa/BRP) or Refusal Notice]
Step 1: Online Application Submission and Fee Calculation
Applications are submitted via GOV.UK. Applicants must pay:
- The standard visa application fee.
- The full Immigration Health Surcharge for the entire duration of the visa granted upfront.
- Priority or Super Priority processing fees if expedited decisions are required (500 GBP for 5-working-day priority; 1,000 GBP for next-day super priority, where available).
Step 2: Biometrics and Identity Verification
Applicants verify their identity through one of two methods:
- "UK Immigration: ID Check" Smartphone App: Available to European Economic Area (EEA) nationals and certain non-EEA holders of biometric residence permits or biometric passports. Documents are scanned digitally, and no physical appointment is required.
- Commercial Partner Biometrics Appointment: In-person appointment at a UKVCAS centre (inside the UK) or VFS Global / TLScontact visa application centre (outside the UK). Digital fingerprints and facial photographs are captured.
Step 3: Evidentiary Upload and Document Indexing
Evidence must be uploaded prior to the biometrics appointment (or immediately after app submission). Supporting files must be clear, unaltered scans in PDF, JPG, or PNG formats.
Evidentiary Requirements and Caseworker Assessment Framework
Caseworkers follow the Home Office internal guidance to assess each application against the balance of probabilities. Applicants must provide concrete, contemporaneous documentary evidence for every claimed point.
Corporate and Sponsorship Evidence
When assessing a sponsor's allocation or an individual's CoS, caseworkers review:
- Genuine Vacancy Evidence: UKVI may request job descriptions, interview notes, scoring matrices, evidence of recruitment advertising, and organisational charts to ensure the role exists, is not an artificial construct, and that its duties genuinely correspond to the assigned SOC code.
- PAYE Records: Real-Time Information (RTI) submissions linking the worker directly to the sponsoring entity's payroll.
- Contract of Employment: Clear written terms specifying hours of work (standard is 37.5 hours for calculating minimum hourly rates), salary breakdown, workplace location, and notice periods.
Personal and Applicant Evidence
- Passports: Current valid passport with at least one blank page for entry clearance vignettes, plus historical passports covering the continuous residence period if applying for settlement.
- Criminal Record Certificates: Mandatory for overseas applicants applying for specific SOC codes (such as education, healthcare, social care, and therapy roles). Must be provided for every country the applicant has resided in for 12 continuous months or more within the last 10 years, issued within six months of submission.
- Tuberculosis (TB) Test Results: Mandatory for applicants residing for more than six months in countries listed on the Home Office TB screening register, issued by an approved clinic.
- Financial Evidence: Bank statements must show the account holder's name, account number, institution name, official logo, and a daily closing balance that has not fallen below the required threshold (for example, 1,270 GBP for the main applicant, 285 GBP for a partner, 315 GBP for a first child, 200 GBP for each additional child) for 28 consecutive days.
Complex Scenarios and Edge Cases
Immigration rules contain strict provisions for non-standard circumstances. Applicants and employers must handle these situations carefully.
1. Dependants and Secondary Employment
Partners and children under the age of 18 may accompany or join main applicants on most work routes, subject to showing sufficient relationship and financial maintenance evidence. However, major restrictions apply:
- Care Workers and Senior Care Workers (SOC codes 6145/6135): Since March 2024, individuals sponsored in these categories cannot bring dependants to the UK, unless they were already on the route prior to the rule change and are extending with the same or an eligible employer.
- Student Route: Only postgraduate research students (such as PhD candidates) or students on government-funded scholarships can sponsor dependants.
- Dependant Work Rights: Dependants have unrestricted work rights in the UK, except they cannot work as professional sportspersons or sports coaches.
2. Continuous Residence and Permissible Absences
Routes that lead to Indefinite Leave to Remain (ILR) enforce Appendix Continuous Residence rules:
- The 180-Day Rule: Applicants must not have been absent from the UK for more than 180 days in any rolling 12-month period during the qualifying period (typically five years).
- Permitted Exceptions: Absences exceeding 180 days are permitted only for specific statutory reasons, such as assisting with a national or international humanitarian crisis, travel disruptions caused by natural disasters, or severe personal illness. These must be supported by medical or official documentation.
- Evidentiary Audit: Time spent outside the UK for work purposes still counts toward the 180-day threshold unless covered under specific exemptions (such as Crown service).
3. Transitional Rules for Pre-April 2024 Skilled Workers
On 4 April 2024, the general salary threshold for the Skilled Worker route rose substantially from 26,200 GBP to 38,700 GBP, alongside updates to the Standard Occupational Classification from SOC 2010 to SOC 2020. However, transitional arrangements apply to workers who were granted permission as a Skilled Worker before 4 April 2024:
- When extending leave, changing employment, or applying for settlement, the baseline threshold is evaluated against lower transitional salary floors (subject to updating indices) rather than the full baseline of 38,700 GBP.
- The going rate for their occupation is calculated using the 25th percentile of earnings from current UK salary data, rather than the standard 50th percentile applied to new entrants to the route.
- The applicant must maintain continuous permission as a Skilled Worker; any gap in leave (other than statutory grace periods) invalidates transitional protections.
4. Ongoing Sponsor Compliance and SMS Reporting Duties
Sponsors must meet strict post-licence reporting obligations via the SMS within mandatory timeframes:
- Within 10 working days: Report if a sponsored worker fails to start on their agreed start date, is absent from work for more than 10 consecutive working days without authorised leave, has their employment terminated (resignation or dismissal), or experiences a salary decrease due to parental leave or sick leave.
- Within 20 working days: Report any significant changes in company structure, including changes of address, mergers, acquisitions, takeovers, insolvency, or changes in Key Personnel.
Failure to submit timely reports on the SMS is one of the most common grounds for sponsor licence downgrading (from A to B-rating), suspension, or complete revocation.
5. In-Country Switching and Section 3C Leave
Individuals holding valid leave in the UK can generally switch into the Skilled Worker or other economic routes from within the country, provided they are not currently on one of the prohibited routes:
- Prohibited Switching Bases: Visitors, short-term students, seasonal workers, domestic workers in private households, or individuals on immigration bail or holding permission outside the Immigration Rules.
- Section 3C Leave: Under Section 3C of the Immigration Act 1971, if an applicant submits an in-time, valid application for further permission to stay before their existing leave expires, their existing leave (and all attached conditions, such as work and study rights) automatically extends until the Home Office decides the application and any associated administrative review or appeal is concluded.
- Leaving the Common Travel Area (CTA) while an application is pending automatically withdraws the application, immediately terminating Section 3C protection and potentially leaving the individual with overstayer status.
6. Timing Constraints, Overstaying, and Validity
- Overstaying: The UK does not have a formal grace period for overstaying. However, under Paragraph 39E of the Immigration Rules, the Home Office will overlook an overstay of up to 14 days if the applicant had a good reason beyond their control (such as emergency hospitalisation), supported by evidence.
- Validity Rejections: If the applicant fails to pay the correct IHS, uses the wrong form, or fails to enrol biometrics within the requested deadline, UKVI will reject the application as invalid. An invalid application does not trigger Section 3C leave, which can turn an applicant into an overstayer retroactively.
Common Refusal Triggers and Compliance Pitfalls
Applications are routinely refused due to procedural oversights and evidentiary mismatches. The primary triggers include:
1. SOC Code and Job Description Mismatch
Caseworkers compare the actual daily duties in the employment contract with the Office for National Statistics (ONS) occupational descriptions. If an employer selects an eligible SOC code with an elevated salary band, but the daily tasks reflect lower-level administrative duties (falling under an ineligible code), the application is refused under the Genuine Vacancy Rule. The Home Office may also audit the sponsor's business.
2. Ineligible Salary Calculations and Non-Guaranteed Allowances
When confirming whether a worker meets the minimum salary threshold, sponsors cannot include discretionary bonuses, overtime, performance-related pay, shift allowances, or accommodation allowances. The threshold must be met through guaranteed, gross basic pay. Caseworkers will divide the total basic salary by the contracted weekly hours; if the hourly rate falls below the statutory minimum for that SOC code, the application is refused.
3. Financial Document Timing and Format Defects
Bank statements must be strictly contemporaneous. Refusal triggers include:
- Submitting statements where the account balance drops below the minimum required sum for even a single day within the 28-day calculation window.
- Submitting bank statements where the final closing balance is dated more than 31 days before the online application date.
- Providing statements from financial institutions not regulated by the relevant national authority, or from institutions whose records cannot be verified by UKVI.
4. Sponsor Down-Grading, Suspension, and Revocation
If UKVI conducts a compliance audit and discovers that an employer has failed to keep Right to Work check records, track employee absences, or maintain up-to-date contact records, the sponsor licence may be suspended. If a licence is revoked:
- All assigned, pending Certificates of Sponsorship are cancelled.
- Existing sponsored workers receive a Curtailment Notice giving them 60 calendar days to either find a new licensed sponsor, switch to another valid immigration category, or leave the United Kingdom.
Administrative Review, Appeals, and Rectification Options
When a visa application or sponsor licence action results in a negative decision, the applicant or business has limited statutory remedies depending on the nature of the refusal.
Negative Decision Remedy Workflow:
[Receipt of Refusal Notice]
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[Identify Grounds: Human Rights / Appendix AR / Corporate Dispute]
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[Immigration Appeal (IAC)] [Administrative Review] [Pre-Action Protocol (PAP)]
(Human Rights/Asylum only) (Caseworker Error Only) (Unlawful Decisions/Revocations)
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[First-tier Tribunal] [Judicial Review in Upper Tribunal]
1. Administrative Review (AR)
For points-based applications (such as Skilled Worker, Scale-up, or Global Business Mobility), there is no statutory right of appeal to the First-tier Tribunal unless there is a valid human rights claim. The primary remedy is an application for Administrative Review under Appendix AR.
- Grounds: The applicant must demonstrate that UKVI made a caseworking error (for example, miscalculating funds, failing to review an uploaded document, or applying the wrong SOC code salary threshold).
- Deadlines: 14 calendar days from receipt of decision for in-country applications; 28 calendar days for out-of-country applications.
- New Evidence Rule: New supporting evidence is generally not permitted during Administrative Review, unless it is submitted to prove that the caseworker incorrectly alleged deception or document fraud.
2. Full Statutory Appeals to the First-tier Tribunal
Statutory appeal rights are restricted to applications involving Human Rights claims (such as Appendix FM Partner or Parent routes, or Article 8 ECHR claims) and European Settlement Scheme (EUSS) decisions.
- Deadlines: 14 calendar days for in-country decisions; 28 calendar days for overseas decisions.
- Assessment: The Tribunal conducts a full merits review, and new evidence can be submitted to demonstrate that the refusal breaches the UK's obligations under the European Convention on Human Rights.
3. Pre-Action Protocol (PAP) and Judicial Review (JR)
For unlawful sponsor licence suspensions, revocations, or summary visa refusals where Administrative Review is unavailable or upheld incorrectly, the applicant or business can challenge the decision via Judicial Review in the Upper Tribunal (Immigration and Asylum Chamber) or the High Court.
- Step 1: Send a formal Pre-Action Protocol (PAP) letter giving the Home Office 14 days to reconsider the decision or settle the issue to avoid litigation.
- Step 2: If the Home Office maintains its decision, submit an application for Permission to Apply for Judicial Review within three months of the date of the decision under challenge.
- Scope: Judicial Review assesses only whether the Home Office acted lawfully, rationally, and with procedural fairness; it is not a direct rehearing of the facts.
Summary of Key Sponsor and Applicant Obligations
To ensure complete compliance throughout the immigration lifecycle, refer to this working checklist:
- Sponsor Licence Maintenance: Regularly update key personnel on the SMS; report worker absences within 10 working days; report corporate ownership or address changes within 20 working days; perform documented Right to Work checks prior to employment commencement.
- Individual Applications: Verify SOC code eligibility against the correct Appendix; ensure salary meets both general and going rate thresholds; hold maintenance funds untouched for 28 continuous days; secure required English language and TB certifications before filing online.
- Settlement Tracking: Keep continuous records of overseas travel from day one of arrival; ensure aggregate absences stay under 180 days in every rolling 12-month period; preserve historical contracts, P60s, and payslips.
Practical Next Steps
If you are planning an individual visa application, beginning a sponsor licence application, or dealing with a Home Office compliance audit, you should take several clear operational steps:
- Review your internal recruitment records, job descriptions, and salary numbers against the relevant SOC code tables and Appendix Skilled Occupations.
- Confirm the exact eligibility status of your candidates, including their English language test status, maintenance funds, and any transitional salary protections.
- Gather all mandatory corporate supporting documents outlined in Appendix A before starting the online application.
- Complete an internal Right to Work check and HR systems review to ensure reporting and monitoring duties can be met through the SMS.
Careful document preparation and strict adherence to Home Office rules are essential to securing and maintaining lawful immigration status in the UK.
Reviewed by Wesbridge Associates team on . We check our published guidance against GOV.UK and current Home Office rules.
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